Comply Technologies, Inc.
Updated Filing received by DOL
Comply Technologies, Inc., an information & publishing employer in New York, New York, reported 303 participants in its health and welfare plan for plan year 2024. Its Form 5500 shows 7 insurance contracts with no premium reported and $47,163 in broker commissions and fees. The plan is a mix of insured and self-funded coverage. The Department of Labor received the filing on December 30, 2025, before the deadline.
Who was paid on Comply Technologies, Inc.'s plan
Schedule A, Part I lists each broker or agent paid on each insurance contract and the amount. Totals below add every contract Comply Technologies, Inc. filed for 2024.
| Broker or agent | Commissions | Fees | Total | Contracts |
|---|---|---|---|---|
| NFP · New York, NY | $23,507 | $19,497 | $43,004 | 18 |
| Totalis Consumer Benefit Solutions, · Knoxville, TN | $1,386 | $2,773 | $4,159 | 1 |
Source: DOL Form 5500 Schedule A, Part I (broker commissions and fees), plan year 2024, as published in EBSA's 2024 "Latest" dataset. Part I names whoever the carrier paid, which can be a firm or an individual agent; both are public record. Amounts exclude pay from carriers not tied to a listed contract.
Insurance contracts and carriers
Every insurance contract reported on Schedule A: carrier, what it covers, people covered at year end, earned premium, and broker compensation.
| Carrier · coverage | Covered | Premium | Broker pay | Rate |
|---|---|---|---|---|
| Reliastar Life Insurance Companycoverage not coded | 131 | — | $9,524 | — |
| Aetna Life Insurance Co.health, dental, indemnity | 518 | — | $14,578 | — |
| Eyemed Vision Carevision | 563 | — | $3,456 | — |
| Lincoln Life and Annuity Company of New Yorklong-term disability | 275 | — | $5,248 | — |
| Lincoln Life & Annuity Company of New Yorklife | 275 | — | $3,848 | — |
| Lincoln Life & Annuity Company of New Yorkshort-term disability | 275 | — | $4,978 | — |
| Lincoln Life and Annuity Company of New Yorklife | 208 | — | $5,531 | — |
Source: DOL Form 5500 Schedule A, plan year 2024. Self-funded medical coverage has no premium; amounts shown for it are stop-loss or administrative contracts.
How Comply Technologies, Inc. compares
Medians across employers for plan year 2024, the most recent complete year. Commission rates use fully insured medical contracts only; dollar medians use every employer that disclosed broker pay.
Not computable: no insured medical premium on the filing.
Source: BenefitsLedger benchmarks from 58,547 employer health plans with 100 or more participants, plan year 2024. Methodology.
Year over year
| 2023 | 2024 | Change | |
|---|---|---|---|
| Participants | 297 | 303 | +2.0% |
| Premiums filed | $2,572,354 | $0 | not comparable |
| Broker commissions + fees | $149,006 | $47,163 | −68.3% |
| Commission rate | 4.3% | — | — |
Source: DOL Form 5500 filings for plan years 2023 and 2024.
Filings and timeliness
Plans this employer filed under its EIN with a health benefit code. Large plans are due seven months after the plan year ends, or two and a half months later with an extension; amended filings carry the amendment date, so no timing is asserted for them.
| Plan | Plan year end | Received by DOL | Timing | Participants |
|---|---|---|---|---|
| Compliance Science, Inc. dba Comply Wrap Benefit Plan#501 · general assets | June 30, 2025 | December 30, 2025 | before deadline | 303 |
Source: DOL Form 5500 Part I and signature dates; "late" means received after the extended deadline (the 15th day of the tenth month after plan year end). What a late Form 5500 costs.
How much did Comply Technologies, Inc. pay in health insurance broker commissions in 2024?
Comply Technologies, Inc.'s 2024 Form 5500 reports $47,163 in broker commissions and fees across 7 insurance contracts ($24,893 in commissions, $22,270 in fees), with NFP receiving the largest share.
Is Comply Technologies, Inc.'s health plan self-funded or fully insured?
The 2024 filing indicates the plan is a mix of insured and self-funded coverage. Medical coverage is written by Aetna Life Insurance Co..
How does Comply Technologies, Inc.'s broker compensation compare with similar employers?
A commission-to-premium ratio cannot be computed for Comply Technologies, Inc. because the filing does not report medical premium on Schedule A (usual for self-funded plans). In dollars, employers with 200-499 participants that disclosed broker pay reported a median of $77,013.
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Record built October 24, 2026 from U.S. Department of Labor, EBSA Form 5500 datasets (2025, 2024, 2023 plan years, 'Latest' files). Filings can run 7 to 10 months behind the plan year; always confirm against current plan documents. BenefitsLedger is not affiliated with the U.S. Department of Labor. Open the DOL filing search.